Conduct and pay in the financial services industry considers the full extent of an individuals employment from pre contractual discussions to the post termination clawback of remuneration it is a vital reference for lawyers and human resources professionals working within the financial services industry both in house and in private practice. Conduct and pay in the financial services industry the regulation of individuals this webpage contains a list of developments relating to the subject matter of conduct and pay in the financial services industry. Beyond law understanding the scope of conduct regulation introduction the insurance sector but draws on resources which consider conduct in the wider financial services context firms and individuals conduct regulation has moved in many respects beyond law. The financial conduct authority is the conduct regulator for 58000 financial services firms and financial markets in the uk and the prudential regulator for over 24000 of those firms our people work across law insurance banking policy human resources technology services and more
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